| 李 识,段茂盛,邓 哲.中外碳排放权交易体系遵约机制比较与建议[J].全球科技经济瞭望,2015,30(10):69~76 |
| 中外碳排放权交易体系遵约机制比较与建议 |
| Comparison and Suggestion of Compliance Mechanism of Emission Trading System in China and Abroad |
| 投稿时间：2015-08-13 |
| DOI：10.3772/j.issn.1009-8623.2015.10.011 |
| 中文关键词: 二氧化碳排放；碳交易；碳排放权交易体系；遵约机制 |
| 英文关键词: carbon emissions；carbon trading；emission trading system；compliance mechanism |
| 基金项目: |
| 作者 | 单位 | | 李 识 | 中国人民大学附属中学 | | 段茂盛 | 清华大学能源环境经济研究所 | | 邓 哲 | 清华大学能源环境经济研究所 |
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| 中文摘要: |
| 遵约机制是碳排放权交易体系中用于评估市场参与者是否完成了其义务以及未完成其义务时将面临的惩罚性后果的相关规则，是保障 ETS顺利运行必不可少的一环。本文从制度安排与法律基础、惩罚机制、鼓励机制、抵消机制、存储与借贷等方面对北京、天津、上海、重庆、深圳、广东、湖北、欧盟、美国区域减排行动、美国加州等地区或国家的碳排放权交易体系遵约机制进行总结与分析，并针对中国碳排放权交易体系遵约机制提出相关建议。 |
| 英文摘要: |
| Compliance mechanism in emission trading system is a rule used to evaluate whether market participants have completed their obligations and to determine the corresponding punitive consequences when
they fail to fulfill them. It is an essential part of ensuring the emission trading system runs smoothly. Based on
several factors including the institutional arrangements, the legal basis, the punishment mechanism, the incentive mechanism, the offset mechanism, storage and loans etc., this paper has summed up and analyzed the regional emission reduction movements launched in Beijing, Tianjin, Shanghai, Chongqing, Shenzhen, Guangdong, Hubei, the European Union and the United States, as well as the compliance mechanisms operated in California and other regional or national emission trading systems. Then, the paper puts forward relevant suggestions for China’s emission trading system compliance mechanism. |
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